【COMPANY OVERVIEW】
Global Independent Investment Management Company
【Job Responsibilities】
Perform East Asia and Asia region-based audits covering equity, fixed income and private equity investment management, sales distribution and supervision, compliance, operational, risk, and performance, as well as corporate function audits
Draft audit announcement memos, narratives, flow charts, risk assessments, control matrices, and audit procedures
Document and assess internal controls, identify strengths and weaknesses of financial and operational controls, and recommend business efficiency opportunities
Evaluate the integrity of operational data and compliance with established policies and procedures through the audit process
Prepare and present audit reports with findings and recommendations to management
Follow up with management to ensure Management Action Plans have been implemented
Participate in special projects
【Education and Experience】
University education in Finance, Accounting, or Business
8 to 10 years of external and/or internal audit experience, asset management experience required
Job title commensurate with experience
【Skills and Personal Attributes】
Team player, flexible
High degree of initiative
Knowledge of Japanese and Korean regulations
Some knowledge of Singapore, Chinese, and Australian regulations preferred
English speaking
Ability to multi-task amongst several projects with solid project management skills
Demonstrated ability to interact with management personnel
Proficiency at highlighting and documenting key issues and concerns
Excellent oral and written communication skills
Audit Workpaper, Data, and Flowcharting tools (TeamMate, Tableau, Visio)
Knowledge of investment management processes, operational risks, best practice standards, rules, and regulations preferred
【FOR FURTHER INFORMATION】
Contact NAME: Bruna Hozumi
bruna.hozumi@cornerstone.jp
OR
Click “Apply now” in the top right.